For Immediate Release July 11, 2014 Follow us on Twitter: @FSCDems Waters Calls on Hensarling to Protect Investors, Fund SEC Exams WASHINGTON, D.C. – Citing the Securities and Exchange Commission’s (SEC) “abysmal” number of annual investment advisor examinations, the top …
A Dangerous Game Of Us vs. Us Played With Our Life Savings : AltEnergyStocks.com
A Dangerous Game Of Us vs. Us Played With Our Life Savings Posted: 15 Mar 2014 07:22 AM PDT Tom Konrad CFA US law requires that money managers put their clients’ interests first. Investment advisers and money managers almost universally assume this means that they must try to make as …
Impact Investing in Asia: Judging Ventures & MBAs
IN THIS ISSUE: I. Impact Investments in Asia: Global ventures competing at GSVC; impact investing in Hong Kong emerging as a positive force for good II. New Metrics of Business Value: Surprising value from sustainability – for your CFO, CEO and teams III. Impact Investing – Academic Reports: Professors from …
Bloomberg news: Investors May Lose as Congress Saves Money on Adviser Oversight
An article from Bloomberg Congress may hand oversight of almost 12,000 investment advisers to Wall Street’s self-funded regulator as a cost-saving measure. The price could be paid by investors. Click here to read the article
Investors May Lose as Congress Saves Money on Adviser Oversight
An article from Bloomberg Congress may hand oversight of almost 12,000 investment advisers to Wall Street’s self-funded regulator as a cost-saving measure. The price could be paid by investors. Click here to read more